Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 14 Sep 2023)
- CF30 Customer (since 4 Sep 2023)
-
Ian Cockbain Wealth Management Limited
FRN 416200
- (10)Employed By (since 4 Sep 2023)
-
- [FCA CF] Client dealing (10 Dec 2019 to 29 May 2023)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 29 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.