Guy Trueman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P

    FRN 454814

    • [FCA CF] Client dealing (since 14 Nov 2023)
  • JB Drax Honore (UK) Limited (no longer approved here)

    FRN 585303

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Sep 2023)
    • CF30 Customer (27 Feb 2019 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (7 Mar 2017 to 1 Feb 2019)
    • [FCA CF] Client dealing (7 Mar 2017 to 1 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 1 Feb 2019)
    • CF30 Customer (13 Apr 2015 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 1 Feb 2019)
    • [FCA CF] Material risk taker (7 Mar 2017 to 1 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 1 Feb 2019)
    • CF30 Customer (13 Apr 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (17 Nov 2009 to 12 Jan 2015)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 19 Aug 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.