Guy Stuart Laschinger

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
    • [FCA CF] Client dealing (since 15 Apr 2024)
  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • CF30 Customer (3 Dec 2023 to 23 Apr 2024)
    • Appointed representative dealing with clients for which they require qualification (30 Nov 2023 to 23 Apr 2024)
    • [FCA CF] Client dealing (30 Nov 2023 to 23 Apr 2024)
    • [FCA CF] Functions requiring qualifications (30 Nov 2023 to 23 Apr 2024)
  • DMJ Associates (no longer approved here)

    FRN 468860

    • (16)Employed By (3 Dec 2023 to 23 Apr 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Nov 2023)
    • CF30 Customer (5 Jul 2019 to 29 Nov 2023)
  • Goodall-Smith Wealth Management Limited (no longer approved here)

    FRN 794776

    • (4)Employed By (5 Jul 2019 to 29 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.