Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Client dealing (26 May 2021 to 2 Dec 2025)
    • [FCA CF] Manager of certification employee (26 May 2021 to 2 Dec 2025)
    • [FCA CF] Material risk taker (26 May 2021 to 2 Dec 2025)
    • CF29 Significant management (15 Sep 2008 to 30 Nov 2009)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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