Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (15 Dec 2017 to 3 May 2019)
    • [FCA CF] Manager of certification employee (15 Dec 2017 to 3 May 2019)
    • [FCA CF] Significant management (15 Dec 2017 to 3 May 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF29 Significant management (14 Aug 2013 to 6 Mar 2016)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.