Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 30 Jun 2022)
- CF30 Customer (since 29 Jun 2022)
- [FCA CF] Functions requiring qualifications (7 Nov 2021 to 30 Jun 2022)
- [FCA CF] Client dealing (7 Nov 2021 to 30 Jun 2022)
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Doyle & Palmer Wealth Management Limited
FRN 836767
- (13)Employed By (since 29 Jun 2022)
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- CF1 Director (AR) (18 Dec 2015 to 31 Oct 2018)
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- Employed By (18 Dec 2015 to 7 Nov 2018)
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- Employed By (20 Nov 2015 to 3 Dec 2021)
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- CF21 Investment Adviser (10 Jun 2003 to 15 Dec 2004)
- CF22 Investment Adviser (Trainee) (18 Dec 2002 to 10 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.