Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 7 Jun 2023)
    • CF30 Customer (since 5 Jun 2023)
    • (281)Employed By (since 5 Jun 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 May 2023)
    • CF30 Customer (16 Jan 2015 to 17 May 2023)
  • Centurion Wealth Management Limited (no longer approved here)

    FRN 509905

    • CF30 Customer (2 Jan 2014 to 2 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.