Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 6 Feb 2026)
    • SMF11 Chair of the Audit Committee (since 6 Feb 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 25 Apr 2023)
  • QIB (UK) Plc (no longer approved here)

    FRN 466577

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Oct 2016 to 6 Jul 2017)
    • SMF1 Chief Executive (4 Jul 2016 to 27 Oct 2016)
    • SMF16 Compliance Oversight (7 Mar 2016 to 6 Apr 2016)
    • CF11 Money Laundering Reporting (7 Aug 2013 to 6 Mar 2016)
    • CF10 Compliance Oversight (7 Aug 2013 to 6 Mar 2016)
  • KINGDOM BANK LIMITED (no longer approved here)

    FRN 400972

    • CF3 Chief Executive (19 Aug 2008 to 7 Mar 2011)
    • CF8 Apportionment and Oversight (19 Aug 2008 to 31 Mar 2009)
    • CF1 Director (19 Aug 2008 to 7 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.