Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Capital International Limited
FRN 119193
- SMF3 Executive Director (since 29 Jun 2020)
- [FCA CF] CASS oversight function (28 Sep 2020 to 27 Sep 2022)
- [FCA CF] Client dealing (28 Sep 2020 to 27 Sep 2022)
- [FCA CF] Manager of certification employee (28 Sep 2020 to 27 Sep 2022)
- [FCA CF] Material risk taker (28 Sep 2020 to 27 Sep 2022)
- [FCA CF] Significant management (28 Sep 2020 to 27 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.