Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
    • CF4 Partner (3 Oct 2016 to 8 Dec 2019)
  • Alternatives St James LLP (no longer approved here)

    FRN 430914

    • CF30 Customer (5 Jul 2016 to 30 Sep 2016)
    • CF4 Partner (AR) (5 Jul 2016 to 30 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.