Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [FCA CF] Client dealing (since 20 Apr 2023)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (7 Sep 2020 to 30 Sep 2021)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Client dealing (31 Jul 2019 to 30 Jun 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (1 Apr 2019 to 2 Jul 2019)
    • CF30 Customer (20 Jan 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (1 Apr 2019 to 2 Jul 2019)
    • CF30 Customer (20 Jan 2014 to 6 Mar 2016)
  • Intesa Sanpaolo SpA (no longer approved here)

    FRN 191858

    • CF30 Customer (30 Dec 2008 to 11 Nov 2013)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 14 Apr 2008)
    • CF21 Investment Adviser (19 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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