Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 8 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 11 Jan 2021)
    • Responsible for Insurance Distribution (since 14 Dec 2020)
    • Responsibility for MCD Intermediation (since 14 Dec 2020)
    • SMF3 Executive Director (since 14 Dec 2020)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (31 Oct 2004 to 21 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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