Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (16 Nov 2020 to 27 Feb 2023)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (16 Nov 2020 to 22 Jan 2022)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Feb 2023)
    • CF30 Customer (15 Dec 2011 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 4 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (23 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 4 Nov 2022)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (23 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.