Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 6 Apr 2021)
    • [FCA CF] Manager of certification employee (9 Sep 2019 to 6 Apr 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Apr 2021)
    • Responsible for Insurance Mediation (25 Jul 2016 to 30 Sep 2018)
    • SMF18 Other Overall Responsibility (25 Jul 2016 to 6 Apr 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF17 Significant Mgt (Other Business Operations) (1 Jun 2003 to 15 Apr 2005)
    • CF20 Significant Mgt (Settlements) (1 Jun 2003 to 1 Apr 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jun 2003 to 15 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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