Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 6 Apr 2021)
- [FCA CF] Manager of certification employee (9 Sep 2019 to 6 Apr 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 6 Apr 2021)
- Responsible for Insurance Mediation (25 Jul 2016 to 30 Sep 2018)
- SMF18 Other Overall Responsibility (25 Jul 2016 to 6 Apr 2021)
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- CF17 Significant Mgt (Other Business Operations) (1 Jun 2003 to 15 Apr 2005)
- CF20 Significant Mgt (Settlements) (1 Jun 2003 to 1 Apr 2004)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Jun 2003 to 15 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.