Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Terra Firma Capital Partners Limited (no longer approved here)

    FRN 208680

    • (7)CF30 Customer (1 Nov 2007 to 30 Mar 2009)
    • (10)CF3 Chief Executive (21 Mar 2002 to 26 Mar 2009)
    • (11)CF1 Director (21 Mar 2002 to 26 Mar 2009)
    • (8)CF21 Investment Adviser (21 Mar 2002 to 31 Oct 2007)
    • (9)CF8 Apportionment and Oversight (21 Mar 2002 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 27 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (7)CF30 Customer at Terra Firma Capital Partners Limited

  2. controlled function added: (8)CF21 Investment Adviser at Terra Firma Capital Partners Limited

  3. controlled function added: (9)CF8 Apportionment and Oversight at Terra Firma Capital Partners Limited

  4. controlled function added: (10)CF3 Chief Executive at Terra Firma Capital Partners Limited

  5. controlled function added: (11)CF1 Director at Terra Firma Capital Partners Limited