Guy David Waterman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • CF1 Director (AR) (20 Apr 2020 to 30 Jul 2020)
  • Azets Financial Planning Limited (no longer approved here)

    FRN 526955

    • Employed By (20 Apr 2020 to 30 Jul 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (3 Nov 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Aug 2002 to 12 Dec 2002)
    • CF26 Customer Trading (1 Dec 2001 to 15 Jul 2004)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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