Guy David Joseph

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thornbridge Investment Management LLP
FRN 713859
- CF30 Customer (since 20 Mar 2025)
- CF4 Partner (AR) (since 20 Mar 2025)
- [FCA CF] Client dealing (since 20 Mar 2025)
Resolution Investors LLP
FRN 1029032
- (4)Employed By (since 20 Mar 2025)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2023)
- CF30 Customer (19 Sep 2018 to 8 Dec 2019)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF30 Customer (18 May 2010 to 13 Mar 2012)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (20 Oct 2008 to 14 Aug 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.