Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 29 Sep 2025)
    • CF30 Customer (since 29 Sep 2025)
    • [FCA CF] Client dealing (since 29 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (since 29 Sep 2025)
    • (1)Employed By (since 29 Sep 2025)
  • McMillan Financial Advice Limited (no longer approved here)

    FRN 1013458

    • (2)Employed By (28 Feb 2025 to 10 Oct 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (17 Feb 2020 to 10 Oct 2025)
    • CF30 Customer (3 Feb 2020 to 10 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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