Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 24 Jan 2025)
- [FCA CF] Client dealing (since 24 Jan 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2025)
- CF30 Customer (5 Oct 2015 to 31 Jan 2025)
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- CF30 Customer (10 Jul 2012 to 9 Jul 2015)
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- CF30 Customer (3 May 2011 to 30 Apr 2012)
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- CF30 Customer (1 Nov 2007 to 22 Oct 2011)
- CF24 Pension Transfer Specialist (15 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.