Guy Chalkley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 8 Aug 2023)
    • [FCA CF] Manager of certification employee (since 8 Aug 2023)
    • [FCA CF] Material risk taker (8 Aug 2023 to 31 Oct 2024)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Manager of certification employee (since 8 Aug 2023)
    • [FCA CF] Client dealing (since 8 Aug 2023)
    • [FCA CF] Material risk taker (8 Aug 2023 to 31 Oct 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (7 Mar 2016 to 20 Dec 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 20 Dec 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Dec 2022)
    • CF30 Customer (5 Aug 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (29 Apr 2009 to 2 Jun 2011)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (5 Nov 2008 to 5 Nov 2008)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (5 Nov 2008 to 5 Nov 2008)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (6 Oct 2004 to 12 Apr 2007)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF27 Investment Management (1 Dec 2001 to 17 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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