Guy Alexander Prince

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Oak Capital Limited
FRN 984955
- SMF16 Compliance Oversight (since 28 Apr 2023)
- SMF3 Executive Director (since 7 Nov 2022)
The Car Loan Warehouse Ltd
FRN 662397
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (27 Feb 2015 to 8 Dec 2019)
The Car loan Warehouse Limited (no longer approved here)
FRN 593680
- Employed By (16 Jan 2013 to 2 Feb 2015)
Opteven Insured UK LTD (no longer approved here)
FRN 311375
- CF1 Director (AR) (19 Oct 2009 to 29 May 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.