Guy Alexander James

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AAGSJP Ltd
FRN 402015
- (7)Employed By (since 19 Nov 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 2 Apr 2025)
- Appointed representative dealing with clients for which they require qualification (since 11 Nov 2024)
OneWealth Ltd (no longer approved here)
FRN 927248
- (12)Employed By (2 Apr 2025 to 26 Nov 2025)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.