Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (16 Jan 2008 to 30 Sep 2011)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF21 Investment Adviser (30 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jun 2004 to 30 Nov 2004)
    • CF7 Sole Trader (AR) (3 Jun 2004 to 28 Oct 2005)
  • GPS Consultants (UK) Ltd (no longer approved here)

    FRN 401047

    • (1)Employed By (3 Jun 2004 to 30 Sep 2011)
  • Life Insurance Corporation of India (no longer approved here)

    FRN 110379

    • CF21 Investment Adviser (1 Dec 2001 to 26 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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