Gurpreet Singh Bains

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (24 Nov 2017 to 8 Jan 2018)
True Potential Investments LLP (no longer approved here)
FRN 527444
- CF30 Customer (19 Jul 2016 to 9 Sep 2016)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (6 Jul 2015 to 26 Apr 2016)
AAGSJP Ltd (no longer approved here)
FRN 402015
- (1)Employed By (6 Jul 2015 to 26 Apr 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (7 Feb 2014 to 21 Jul 2015)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.