Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (20 Nov 2012 to 8 Dec 2019)
    • CF4 Partner (20 Nov 2012 to 8 Dec 2019)
    • CF30 Customer (20 Nov 2012 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • CF1 Director (AR) (27 Oct 2015 to 1 Feb 2016)
    • CF30 Customer (27 Oct 2015 to 1 Feb 2016)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • CF23 Corporate Finance Adviser (1 Nov 2004 to 3 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.