Gurleen Kaur

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UR Mortgage London Ltd

    FRN 1009576

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [PRA CF] Key function holder (since 21 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2024)
    • [FCA CF] Manager of certification employee (since 21 Aug 2024)
    • [FCA CF] Significant management (since 21 Aug 2024)
    • Responsibility for MCD Intermediation (since 21 Aug 2024)
    • Responsible for Insurance Distribution (since 21 Aug 2024)
    • SMF3 Executive Director (since 21 Aug 2024)
    • [FCA CF] Client dealing (since 21 Aug 2024)
  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • CF1 Director (AR) (3 Mar 2021 to 21 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Aug 2024)
  • UR MORTGAGE LONDON LTD (no longer approved here)

    FRN 943199

    • Employed By (3 Mar 2021 to 21 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

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