Gurjit Kambo

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goldman Sachs Asset Management International
FRN 147212
- [FCA CF] Client dealing (since 27 Apr 2023)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Manager of certification employee (14 Jun 2018 to 8 Mar 2019)
- [FCA CF] Client dealing (14 Mar 2018 to 30 Jan 2020)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Mar 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 24 Oct 2022)
- CF30 Customer (27 Aug 2014 to 6 Mar 2016)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (2 Jul 2010 to 31 Jan 2011)
Numis Securities Limited (no longer approved here)
FRN 144822
- CF30 Customer (6 Dec 2007 to 3 Jun 2010)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (26 Oct 2004 to 11 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.