Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 2 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2026)
  • MitonOptimal Portfolio Management (UK) Limited (no longer approved here)

    FRN 770509

    • [FCA CF] Client dealing (9 Jan 2024 to 31 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Jan 2024 to 31 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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