Gurjeet Singh Kundi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Algorithmic trading (4 Aug 2020 to 10 Dec 2021)
    • [FCA CF] Manager of certification employee (4 Aug 2020 to 10 Dec 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 10 Dec 2021)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (23 Feb 2017 to 25 Sep 2019)
    • [FCA CF] Material risk taker (23 Feb 2017 to 25 Sep 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (10 Aug 2009 to 10 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.