Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (5 Jan 2024 to 16 Apr 2026)
- [FCA CF] Client dealing (5 Jan 2024 to 16 Apr 2026)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2024)
- CF30 Customer (27 Jun 2019 to 2 Jan 2024)
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- Employed By (23 Jun 2009 to 2 Jan 2024)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
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- (30)Employed By (12 Sep 2000 to 24 Feb 2003)
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- (4)Employed By (24 Feb 1999 to 4 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.