Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (9 Jan 2019 to 18 Jan 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (4 Aug 2017 to 9 Jan 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2021)
    • CF30 Customer (2 Mar 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (4 Aug 2017 to 9 Jan 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2021)
    • CF30 Customer (2 Mar 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (4 Sep 2008 to 3 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.