Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (7)Employed By (since 17 Jul 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 15 Sep 2017)
    • CF30 Customer (since 15 Sep 2017)
  • Chameleon Financial Planning Ltd (no longer approved here)

    FRN 785369

    • Employed By (15 Sep 2017 to 3 Mar 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (27 Sep 2013 to 15 May 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (17 Feb 2011 to 1 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

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