Gurdip Dhami

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Manager of certification employee (since 1 Aug 2025)
    • [FCA CF] Client dealing (since 5 Nov 2024)
    • CF30 Customer (1 Nov 2011 to 26 Jun 2013)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 28 Oct 2011)
    • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (3 Mar 2005 to 7 Jun 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 28 Oct 2011)
    • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (3 Mar 2005 to 7 Jun 2006)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (18 Jun 2002 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.