Gurdaver Ady Basi

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XYZ ADVISORS LIMITED

    FRN 1008954

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
    • [FCA CF] Client dealing (since 12 Jan 2026)
    • SMF3 Executive Director (since 18 Nov 2025)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 20 Jul 2011)
    • CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
    • CF1 Director (AR) (1 Dec 2001 to 20 Jul 2011)
  • IFA Stop Ltd (no longer approved here)

    FRN 207567

    • (4)Employed By (27 May 2002 to 20 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

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