Gurbinder Ghuman

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF30 Customer (since 9 May 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 May 2025)
  • Gurbinder Ghuman

    FRN 1032367

    • (1)Employed By (since 9 May 2025)
  • 21FINANCE LTD (no longer approved here)

    FRN 927989

    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 1 Nov 2024)
  • Kuflink Ltd (no longer approved here)

    FRN 724890

    • [FCA CF] Functions requiring qualifications (9 Jan 2023 to 21 Feb 2024)
    • [FCA CF] Client dealing (21 Jan 2020 to 21 Feb 2024)
  • EB ASSOCIATES GROUP LIMITED (no longer approved here)

    FRN 707424

    • CF30 Customer (24 Mar 2017 to 5 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.