Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of New York Mellon
FRN 122467
- [FCA CF] Significant management (since 4 Aug 2025)
- [PRA CF] Managing a material risk taker (9 Sep 2022 to 4 Aug 2025)
- [FCA CF] Manager of certification employee (9 Sep 2022 to 4 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 4 Aug 2025)
- CF30 Customer (1 Nov 2007 to 10 Mar 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Significant management (4 Aug 2025 to 7 Jan 2026)
- [PRA CF] Managing a material risk taker (9 Sep 2022 to 4 Aug 2025)
- [FCA CF] Manager of certification employee (9 Sep 2022 to 4 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Dec 2021 to 4 Aug 2025)
- CF30 Customer (1 Nov 2007 to 10 Mar 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.