Gunnar Regier

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (4 Sep 2019 to 21 May 2020)
    • [FCA CF] Client dealing (18 Dec 2017 to 18 Jan 2021)
    • [FCA CF] Material risk taker (18 Dec 2017 to 1 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (4 Sep 2019 to 21 May 2020)
    • [FCA CF] Material risk taker (17 May 2017 to 1 Jan 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 18 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.