Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 8 Oct 2025)
    • [FCA CF] Material risk taker (since 8 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Oct 2025)
    • [FCA CF] Client dealing (since 8 Oct 2025)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Client dealing (since 8 Oct 2025)
    • [FCA CF] Manager of certification employee (since 8 Oct 2025)
    • [FCA CF] Material risk taker (since 8 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Oct 2025)
    • [FCA CF] Client dealing (since 8 Oct 2025)
    • [FCA CF] Manager of certification employee (since 8 Oct 2025)
    • [FCA CF] Material risk taker (since 8 Oct 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (2 Feb 2024 to 7 Feb 2025)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (22 Dec 2023 to 8 Sep 2025)
    • [FCA CF] Manager of certification employee (22 Dec 2023 to 8 Sep 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (10 Jan 2019 to 8 Sep 2025)
    • [FCA CF] Material risk taker (17 May 2017 to 8 Sep 2025)
    • [FCA CF] Manager of certification employee (16 Jan 2017 to 8 Sep 2025)
    • [FCA CF] Client dealing (19 Dec 2016 to 8 Sep 2025)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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