Guillaume Richard Morel

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Significant risk taker or Material risk taker (since 19 Dec 2016)
    • [FCA CF] Client dealing (since 19 Dec 2016)
    • [FCA CF] Manager of certification employee (since 19 Dec 2016)
    • [FCA CF] Material risk taker (since 19 Dec 2016)
    • [PRA CF] Managing a material risk taker (since 19 Dec 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Managing a material risk taker (5 Aug 2025 to 22 Jan 2026)
    • [FCA CF] Material risk taker (18 Jun 2025 to 22 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jun 2025 to 22 Jan 2026)
    • [FCA CF] Client dealing (4 Sep 2023 to 15 Feb 2024)
    • [FCA CF] Manager of certification employee (4 Sep 2023 to 15 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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