Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (28 May 2023 to 30 Sep 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 9 Jul 2021)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 9 Jul 2021)
- CF30 Customer (23 Aug 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 16 Feb 2011)
- CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.