Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Manager of certification employee (28 May 2023 to 30 Sep 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 9 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 9 Jul 2021)
    • CF30 Customer (23 Aug 2011 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 16 Feb 2011)
    • CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.