Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oppenheimer Europe Ltd. (no longer approved here)

    FRN 483856

    • [FCA CF] Client dealing (4 Dec 2020 to 12 Jan 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (11 Nov 2016 to 1 Oct 2020)
    • [FCA CF] Manager of certification employee (11 Nov 2016 to 1 Oct 2020)
    • CF30 Customer (17 Nov 2010 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (9 Mar 2010 to 7 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.