Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 11 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 11 Jan 2023)
    • [FCA CF] Manager of certification employee (19 May 2023 to 31 Jul 2025)
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Jan 2023)
    • [FCA CF] Client dealing (since 11 Jan 2023)
    • [FCA CF] Manager of certification employee (19 May 2023 to 31 Jul 2025)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Manager of certification employee (19 May 2023 to 2 Jun 2025)
    • [FCA CF] Client dealing (11 Jan 2023 to 2 Jun 2025)
    • [FCA CF] Functions requiring qualifications (11 Jan 2023 to 22 Jul 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (5 Jul 2022 to 11 Jan 2023)
    • [FCA CF] Client dealing (16 Jun 2016 to 11 Jan 2023)
    • CF30 Customer (9 Sep 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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