Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citibank, N.A.
FRN 124704
- 17. Administrative functions in relation to managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 11 Jan 2023)
- [FCA CF] Functions requiring qualifications (since 11 Jan 2023)
- [FCA CF] Manager of certification employee (19 May 2023 to 31 Jul 2025)
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Citibank Europe plc
FRN 211646
- 17. Administrative functions in relation to managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 11 Jan 2023)
- [FCA CF] Client dealing (since 11 Jan 2023)
- [FCA CF] Manager of certification employee (19 May 2023 to 31 Jul 2025)
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- [FCA CF] Manager of certification employee (19 May 2023 to 2 Jun 2025)
- [FCA CF] Client dealing (11 Jan 2023 to 2 Jun 2025)
- [FCA CF] Functions requiring qualifications (11 Jan 2023 to 22 Jul 2025)
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- [FCA CF] Manager of certification employee (5 Jul 2022 to 11 Jan 2023)
- [FCA CF] Client dealing (16 Jun 2016 to 11 Jan 2023)
- CF30 Customer (9 Sep 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.