Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (19 Sep 2018 to 6 Jul 2019)
    • [FCA CF] Material risk taker (2 Nov 2017 to 6 Jul 2019)
    • [FCA CF] Client dealing (1 Mar 2017 to 6 Jun 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 10 Jan 2014)
    • CF23 Corporate Finance Adviser (16 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.