Guillaume De Gournay

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (25 May 2018 to 18 Jan 2021)
    • [FCA CF] Client dealing (20 Dec 2017 to 18 Jan 2021)
    • CF30 Customer (8 Aug 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (25 May 2018 to 18 Jan 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 18 Jan 2021)
    • CF30 Customer (8 Aug 2011 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 27 Jun 2008)
    • CF21 Investment Adviser (5 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Aug 2003 to 5 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.