Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (18 Aug 2022 to 31 Dec 2023)
    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 17 Jan 2022)
    • [FCA CF] Client dealing (11 Nov 2016 to 31 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (24 May 2016 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (24 May 2016 to 31 Dec 2023)
    • CF30 Customer (16 Feb 2011 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 17 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (22 Jan 2019 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (22 Jan 2019 to 31 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

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