Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (18 Aug 2022 to 31 Dec 2023)
- [PRA CF] Managing a material risk taker (14 Aug 2020 to 17 Jan 2022)
- [FCA CF] Client dealing (11 Nov 2016 to 31 Dec 2023)
- [PRA CF] Significant risk taker or Material risk taker (24 May 2016 to 31 Dec 2023)
- [FCA CF] Manager of certification employee (24 May 2016 to 31 Dec 2023)
- CF30 Customer (16 Feb 2011 to 6 Mar 2016)
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- [PRA CF] Managing a material risk taker (14 Aug 2020 to 17 Jan 2022)
- [PRA CF] Significant risk taker or Material risk taker (22 Jan 2019 to 31 Dec 2023)
- [FCA CF] Manager of certification employee (22 Jan 2019 to 31 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.