Guido Contesso

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EBW Capital Limited
FRN 717982
- SMF16 Compliance Oversight (since 28 Jun 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Jun 2021 to 18 Jul 2022)
- CF30 Customer (1 Sep 2016 to 8 Dec 2019)
- CF1 Director (1 Sep 2016 to 8 Dec 2019)
- CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 17 May 2011)
- CF21 Investment Adviser (15 Mar 2004 to 31 Oct 2007)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.