Guido Baleani

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Significant management (since 1 Nov 2022)
    • [FCA CF] Material risk taker (since 17 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Dec 2021)
    • [FCA CF] Client dealing (since 20 Nov 2020)
    • [FCA CF] Manager of certification employee (since 20 Nov 2020)
    • [FCA CF] Significant management (22 Apr 2020 to 20 Nov 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Significant management (22 Apr 2020 to 20 Nov 2020)
    • [FCA CF] Material risk taker (22 Apr 2020 to 6 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (22 Apr 2020 to 6 Dec 2021)
    • [FCA CF] Client dealing (7 Feb 2019 to 6 Dec 2021)
    • [FCA CF] Manager of certification employee (7 Feb 2019 to 9 Jan 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (9 Nov 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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