Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 15 Sep 2025)
    • SMF3 Executive Director (22 Jul 2019 to 1 Jul 2020)
    • SMF6 Head of Key Business Areas (11 Oct 2017 to 1 Jul 2020)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 11 Oct 2017)
    • CF29 Significant management (28 May 2015 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (11 May 2005 to 31 Oct 2007)
  • Standard Advisory London Limited (no longer approved here)

    FRN 628856

    • SMF3 Executive Director (1 Oct 2024 to 10 Feb 2026)
    • SMF1 Chief Executive (1 Oct 2024 to 8 Jan 2026)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (9 Jul 2004 to 26 Jan 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (9 Jul 2004 to 26 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.