Guglielmo Ferruccio Sartori Di Borgoricco

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blueglen Investment Partners Limited

    FRN 920952

    • Director of firm who is not a certification employee or a SMF manager (since 11 Jun 2025)
    • SMF1 Chief Executive (9 Sep 2020 to 11 Jun 2025)
    • [FCA CF] Client dealing (9 Sep 2020 to 11 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Sep 2020 to 11 Jun 2025)
    • SMF16 Compliance Oversight (9 Sep 2020 to 11 Jun 2025)
    • [FCA CF] Material risk taker (9 Sep 2020 to 1 Jan 2022)
    • SMF3 Executive Director (9 Sep 2020 to 11 Jun 2025)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF1 Director (AR) (2 Mar 2017 to 7 Sep 2020)
    • CF30 Customer (2 Mar 2017 to 7 Sep 2020)
  • Blueglen Investment Partners Limited (no longer approved here)

    FRN 772196

    • Employed By (2 Mar 2017 to 7 Sep 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Apr 2013)
    • CF29 Significant management (1 Nov 2007 to 8 Apr 2013)
    • CF16 Significant Mgt (Desgntd Investment Business) (13 Oct 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Apr 2004 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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