Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (14 Feb 2020 to 19 Jul 2023)
- [FCA CF] Client dealing (7 Sep 2016 to 19 Jul 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2008)
- CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 20 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.