Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (14 Feb 2020 to 19 Jul 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 19 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 20 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.